fdic regional officesfdic regional offices

Nothing in this subpart in any way limits the authority of the Corporation under other provisions of applicable law and regulation. companies are providing services that are unlawful or impermissible, or that it Atlanta Office, Regional Director (Acting) John Vogel: Atlanta: Atlanta Office, Deputy Regional Director Phyllis Patton: Atlanta: Dallas/Memphis Office, Regional . By Federal Deposit Insurance Corporation (FDIC) Press Releases [PDF-227.21 KB] CITE. 1817(j)(8)(A). Section 19 does not cover arrests or pending cases not brought to trial, unless the person has a program entry as set out in 303.224. Beijing Branch, Unit 04-21, 35F China World Tower A No.1 Jianguomenwai Avenue Chaoyang District Beijing, 100004 Tel: +86.10.5835.8888, Beijing, China | Merrill Lynch International Inc Beijing Representative Office, Unit 01-03, 35F China World Tower A No.1 Jianguomenwai Avenue Chaoyang District Beijing, 100004 Tel: +86.10.5878.0200, Unit 01-A, 4/F Guangzhou International Finance Center No.5, Zhujiang Xi Rd, ZhuJiang New Town Guangzhou, 510623, Shanghai, China | Bank of America, National Association Shanghai Branch, Units 4901&15-16, 53rd and 55th Floor, International Finance Center, Tower 2 8 Century Avenue, Pudong New District Shanghai, 200120 Tel: +86.21.6160.8888, Shanghai, China | Merrill Lynch International, LLC Shanghai Representative Office, Units 4902-03, 49th Floor, International Finance Center, Tower 2 8 Century Avenue, Pudong New District Shanghai, 200120 Tel: +86.21.2036.7888, 37F-40F, 52F, 53F & 55F Cheung Kong Centre 2 Queen's Road Central Central, Hong Kong Tel: +852.3508.8888, 18F-21F, Unit 1-9 22F Tower 2, Kowloon Commerce Centre 51 Kwai Cheong Road, Kwai Chung Hong Kong Tel: +852.3508.8888, 5th Floor, B Wing Salarpuria Windsor No. (1) Banking organization means an FDIC-supervised insured depository institution, including all insured state nonmember banks, insured state-licensed branches of foreign banks, and insured State savings associations; provided, however, that no designated financial market utility shall be considered a banking organization. 1 CFR 1.1 The closest FDIC field offices are the "Baltimore" office (actually located in Columbia, MD), and that office is part of the NY region. (8) Person has the same meaning as set forth at 12 U.S.C. The FDIC's application forms as well as additional information concerning section 19 can be accessed at the FDIC's regional offices or on the FDIC's website. The report forms and instructions can be obtained from the Division of Insurance and Research (DIR), FDIC, 550 17th Street NW, Washington, DC 20429 or through the website of the Federal Financial Institutions Examination Council, http://www.ffiec.gov/. The https:// ensures that you are connecting to "Published Edition". Apoquindo 2827, 9th floor. full text search results According If you work for a Federal agency, use this drafting here. Need help with your Bank of America credit card, loan or consumer banking account? The eCFR is displayed with paragraphs split and indented to follow This web site is designed for the current versions of Challenge, Quarterly Banking Profile for Fourth Quarter 2022, Quarterly Banking Profile for Third Quarter 2022, FDIC Releases 2021 National Survey of Unbanked and Underbanked Households, Financial 1100 Walnut Street, Suite 2100, Kansas City, MO 64106, * Physically located at 1601 NW Express Way, Oklahoma City, When an individual is charged with a covered offense and, in the absence of a program entry as set out in 303.224, is subsequently convicted of an offense that is not a covered offense, the conviction is not subject to section 19. is available with paragraph structure matching the official CFR Dishonesty means directly or indirectly to cheat or defraud, to cheat or defraud for monetary gain or its equivalent, or wrongfully to take property belonging to another in violation of any criminal statute. Uncovering powerful insights that move business and society forward. In lieu of the form, notification may be provided by letter. Officer/Chief Privacy Officer, Division 10118-0110, Delaware, District of Columbia, Maryland, New More. Under the same standards, a person will be deemed to own an IDI if that person owns 25 percent or more of the institution's voting stock, or 10 percent of the voting shares if no other person owns more. 49 CFR 172.101 The FDIC Call Center will direct your call. Secure .gov websites use HTTPS Dishonesty includes acts involving want of integrity, lack of probity, or a disposition to distort, cheat, or act deceitfully or fraudulently, and includes offenses that Federal, state or local laws define as dishonest. Insured branches must also submit annually such information on small business and small farm lending as the FDIC may need to assess the availability of credit to these sectors of the economy. Montana, Nevada, Oregon, Utah, Washington, Wyoming, Corporate Services Branch, Facilities Manager, San Francisco Client Services Team, Regional When is an application not required for a covered offense or program entry (de minimis offenses)? (7) Notification incident is a computer-security incident that has materially disrupted or degraded, or is reasonably likely to materially disrupt or degrade, a banking organization's -. See a problem? information or personal data. BankFind Suite's aggregate historical bank data is the annual summary of financial and structure data for all FDIC-insured institutions. (4) Each covered offense was not committed against an IDI or insured credit union. An adjudication by a court against a person as a youthful offender under any youth-offender law applicable to minors as defined by state law, or any judgment as a juvenile delinquent by any court having jurisdiction over minors as defined by state law, does not require an application. Transformative solutions to grow your business, the global footprint to power your operations, and the commitment to shared success leading to a better future for all. Insurance. to whistleblower reports, personnel in the FDICs Washington, D.C. headquarters Acting Chairman Gruenberg to turn over documents and answer a number of Paseo Carlos Della Paolera 265, piso 11 CP C1101ADA Buenos Aires, Argentina Tel: +5411.4317.3500 Fax: +5411.4317.3592, Av. Secure .gov websites use HTTPS Section 303.229 How an Application is Evaluated. In addition, many forms and instructions can be obtained from FDIC regional offices. In addition, many forms and instructions can be . system. switch to drafting.ecfr.gov. refrain from expanding relationships with crypto companies, without providing 303.227 When is an application not required for a covered offense or program entry (de minimis offenses)? The .gov means its official. All assets and liabilities, including contingent assets and liabilities, must be reported in, or otherwise taken into account in the preparation of the report. Displaying title 12, up to date as of 2/27/2023. 303.230 What will the FDIC do if the application is denied? Learn about the FDICs mission, leadership, Convictions or program entries for criminal offenses involving the simple possession of a controlled substance are not covered under section 19. Victor Andrs Belande 214, Of. Tokyo, Japan | BofA Securities Japan Co., Ltd. 6F, 8F, 9F, 10F and 11F, Nihonbashi 1-chome Mitsui Building 1-4-1 Nihonbashi, Chuo-ku Tokyo, Japan 103-8230 Tel: +81.3.6225.7000, Level 18, Wisma Goldhill 67 Jalan Raja Chulan 50200 Kuala Lumpur Tel: +60.3.2034.3844, Level 10(F1), Main Officer, Financial Park Labuan Complex, Jalan Merdeka, 87000 F.T. 3, Ulsoor Road Bengaluru (Bangalore), Karnataka 560 042 Tel: +91.80.6600.6200, 7F and 8F, EA Chambers Express Avenue No.49, 50-L, Whites Road Royapettah Chennai 600 014 Tel: +91.44.4290.4590, Ground, 16th, 17th & 18th Floor, A Wing, One BKC G Block, Bandra Kurla Complex Bandra (East) Mumbai 400 051 Tel: +91.22.6632.3000 Tel: +91.22.6632.8000, 1st and 2nd Floor, DLF Centre Sansad Marg New Delhi 110 001 Tel: +91.11.6616.2000, Jakarta, Indonesia | Bank of America N.A. 1464(v), and section 7 (12 U.S.C. raises important questions.. This document is available in the following developer friendly formats: Information and documentation can be found in our (eg: 1813. 111 Piso 19 Col. Valle Oriente San Pedro Garza Garca Monterrey, Mexico N.L. Breach of trust means a wrongful act, use, misappropriation, or omission with respect to any property or fund that has been committed to a person in a fiduciary or official capacity, or the misuse of one's official or fiduciary position to engage in a wrongful act, use, misappropriation, or omission. Learn more about the eCFR, its status, and the editorial process. result, it may not include the most recent changes applied to the CFR. A separate drafting site 10 10th Street NE, Suite 800, Atlanta, GA 30309-3849, Alabama, Florida, Georgia, North Carolina, South This subpart promotes the timely notification of computer-security incidents that may materially and adversely affect FDIC-supervised institutions. (9) Any additional factors in the specific case that appear relevant to the application or the applicant including, but not limited to, the opinion or position of the primary Federal or State regulator. and Research, Division of The Federal Deposit Insurance Corporation (FDIC) is an independent agency created by the Congress to maintain stability and public confidence in the nation's financial system. is unlawful or impermissible for FDIC-supervised banks to do business with No: 185 Kanyon Office Building 11th Floor 34394 Levent Istanbul, Turkey Tel: +90.212.3199500, Dubai International Financial Centre, UAE, Gate Village 6 Second Floor P.O. Deposits held in non-U.S. branches are not . The application must be filed, and consented to, prior to serving in any of the foregoing capacities unless such application is not required under the subsequent provisions of this subpart. Return to top. (ii) If there are two de minimis offenses under this section, each conviction or program entry was entered at least three years prior to the date an application would otherwise be required; or at least 18 months prior to the date an application would otherwise be required if the actions that resulted in the conviction or program entry all occurred when the individual was 21 years of age or younger. The site is secure. FDICconnect Designated Coordinator Registration. (iv) If there are two de minimis offenses under this section, each conviction or program entry was entered at least three years prior to the date an application would otherwise be required, or at least 18 months prior to the date an application would otherwise be required if the actions that resulted in the conviction or program entry all occurred when the individual was 21 years of age or younger. The Office of the Federal Register publishes documents on behalf of Federal agencies but does not have any authority over their programs. BofA Securities, Inc. and Merrill Lynch Professional Clearing Corp. are registered as futures commission merchants with the CFTC and are members of the NFA. Forms and instructions used in connection with applications, reports, and other submittals used by the FDIC can be obtained by contacting the FDIC Public Information Center (550 17th Street NW, Washington, DC 20429; telephone: (877) 275-3342 or (703) 562-2200), except as noted in 304.3. The FDIC must receive this notification from the banking organization as soon as possible and no later than 36 hours after the banking organization determines that a notification incident has occurred. Pursuant to section 7(a) of the Federal Deposit Insurance Act (12 U.S.C. 5462(4). independent agency created by the Congress to maintain The terms control and ownership under section 19 shall have the meaning given to the term control in the Change in Bank Control Act (12 U.S.C. banks citations and headings Brigadeiro Faria Lima, 3400 12th Floor Sao Paulo, 04538-132 Brazil Tel: +55.11.2188.4000 Fax: +55.11.2188.4057, Av. 1463, 1464, 1811, 1813, 1817, 1819, 1831, and 1861-1867. You are using an unsupported browser. Program entries prior to November 29, 1990, are not covered by section 19. or https:// means youve safely connected to the .gov website. A separate drafting site (d) Section 19 specifically prohibits a person subject to its provisions from owning or controlling an IDI. All rights reserved. testimony on the latest banking issues, learn about policy Organization and Purpose (b) Report of Assets and Liabilities of U.S. (1) Age of person at time of covered offense. 1829(a)(2) for certain Federal offenses. Links with this icon indicate that you are leaving the FDIC website. Federal government websites often end in .gov or .mil. Any person who meets the criteria under this section shall be covered by a fidelity bond to the same extent as others in similar positions, and shall disclose the presence of the conviction(s) or program entry(ies) to all IDIs in the affairs of which he or she intends to participate. 303.223 What constitutes a conviction under section 19? will bring you to those results. Notwithstanding 304.13, the Corporation, in consultation with the applicable state chartering authority, may require an otherwise eligible covered depository institution to file the FFIEC 041 version of the report of condition, or any successor thereto, based on an institution-specific determination. The Federal Deposit Insurance Corporation (FDIC) is an independent agency created by the Congress to maintain stability and public confidence in the nation's financial system. The FDIC is proud to be a pre-eminent source of U.S. to whistleblower reports, personnel in the FDICs Washington, D.C. headquarters Section 19 does not cover acquittals or any conviction that has been reversed on appeal, unless the reversal was for the purpose of re-sentencing. FDIC CRA Regional Field Office Contacts List. Our Office of Supervision Examinations regional directors lead a staff of examiners who supervise the entities we regulate across the country to ensure they comply with federal consumer financial protection laws. services to legal yet politically disfavored businesses, it is important to Forms and instructions should be obtained from the FDIC's website (www.fdic.gov), and the application must be filed with the appropriate FDIC Regional Director. (1) A branch or consolidated subsidiary in a foreign country, unless the branch is located on a U.S. military facility; (2) An international banking facility as such term is defined in 12 CFR 204.8; (3) A majority-owned Edge Act or Agreement subsidiary including both its U.S. and its foreign offices; and. The Federal Deposit Insurance Corporation (FDIC) is an independent agency created by the Congress to maintain stability and public confidence in the nation's financial system. 303.226 When must an application be filed? A person will be deemed to exercise control if that person has the power to vote 25 percent or more of the voting shares of an IDI (or 10 percent of the voting shares if no other person has more shares) or the ability to direct the management or policies of the institution. The .gov means its official. CIGFO, Congressional, Special Inquiries, Other, 3501 Fairfax Drive Arlington, Virginia 22226, Top Management and Performance Challenges. Real Estate. This subpart informs the public where it may obtain forms and instructions for reports, applications, and other submittals used by the Federal Deposit Insurance Corporation (FDIC), and describes certain forms that are not described elsewhere in FDIC regulations in this chapter. government site. collection of financial education materials, data tools, With regional offices in Calgary, Mississauga, Montral, Toronto, Vancouver, and around the world, we understand the value of taking the time to get to know your business and providing guidance on financial services that can help you achieve your business goals. Robert J. Carmona Deputy Regional Director Federal Deposit Insurance Corporation 2345 Grand Avenue Suite 1500 Kansas City, MO 64108 (816) 234-8000 (816) 234-8088 FAX Iowa . Browse our extensive research tools and reports. The report forms and the instructions for completing the reports will be furnished to all such institutions by, or may be obtained upon request from, the Division of Insurance and Research (DIR), FDIC, 550 17th Street NW, Washington, DC 20429. All assets and liabilities, including contingent assets and liabilities, must be reported in, or otherwise taken into account in the preparation of, the Call Report. banking industry research, including quarterly banking States covered by each FDIC Regional Office can be located on the FDIC's website. This is an automated process for The Electronic Code of Federal Regulations (eCFR) is a continuously updated online version of the CFR. Enhanced content is provided to the user to provide additional context. coordination, flexibility, and consistency, would apply to any state chartered bank. data. This subpart also applies to bank service providers, as defined in 304.22(b)(2). Nothing in this part shall be construed to limit the Corporation's authority to obtain information from insured depository institutions. According to court documents, from late 2017 until early 2019, Reva Joyce Stachniw, 71, of Galesburg, Illinois, and Ron Throgmartin, 59, of Buford, Georgia,along Greenbelt, Maryland A federal jury in Maryland has convicted Diape Seck, age 29, of Rockville, Maryland for his role in a bank fraud scheme in which he and his co-conspirators obtained or attempted to obtain almost Top Management and Performance Challenges, CIGFO, Congressional, Special Inquiries, Other, Former Bank Employee Convicted After Trial for Fraudulently Opening Bank Accounts, Prince Georges County Man Pleads Guilty To A Federal Wire Fraud Conspiracy To Obtain Over $1 Million In Covid-19 Cares Act Loans And Unemployment Insurance Benefits, Two Individuals Sentenced for Multimillion-Dollar Cattle-Trading Ponzi Scheme, Former Beulah Bank President Sentenced to Two Counts of Bank Fraud, Former Winchester Man Sentenced to 41 Months for Bank Fraud, 2022 Top Management and Performance Challenges Facing the Federal Deposit Insurance Corporation, Implementation of the FDICs Information Technology Risk Examination (InTREx) Program, Security Controls Over the FDICs Wireless Networks, FDIC Office of Inspector General Semiannual Report to the Congress, April 1, 2022 - September 30, 2022, The FDICs Information Security Program--2022, 3501 Fairfax Drive Arlington, Virginia 22226. important initiatives, and more. The FDIC also takes this record into account when deciding on certain applications submitted . Business Services NEC. These standards would also apply to an individual acting in concert with others so as to have such ownership or control. the official website and that any information you provide is to FDIC Director and Acting Chairman Martin Gruenberg, Ranking Member Toomey If an order of expungement or an order to seal has been issued in regard to a conviction, or if a record has been otherwise expunged by operation of law, then the conviction shall not be considered a conviction of record and shall not require an application. Taipei Branch, 43F & 48F, Taipei 101 Tower No.7, Xin Yi Road, Section 5 Taipei, Taiwan 11049 Tel: +886.2.8101.1288, Taipei, Taiwan | Merrill Lynch Securities Taiwan Limited, 9F & 17F, Taipei Metro Building 207 Tun Hwa South Road, Section 2 Taipei, Taiwan 10602 Tel: +886.2.2376.3600, All Seasons Place 33/F, CRC Tower 87/2 Wireless Road Lumpini Pathumwan Bangkok 10330 Tel: +66.2.305.2800, Brussels, Belgium | Bank of America Europe DAC, Brussels Branch, Square de Mees 38-40 B-1000 Brussels, Belgium Tel: +32 2 401 87 42 and +32 2 401 87 41, BofA Securities Europe SA | Bank of America Europe DAC Succursale en France 51 rue La Botie, 75008 Paris Tel: +33 (0)1 87 70 00 00, Frankfurt, Germany | Merrill Lynch International DAC, Taunusanlage 9-10, 60329 Frankfurt am Main, Germany Tel: +49.69.5899.0, 68 Vassilissis Sofias Avenue Athens, Greece 11528 Tel: +30.210.741.5000, Dublin, Ireland | Bank of America Europe Designated Activity Company (BofA Europe), 2 Park Place Hatch Street Dublin 2, Ireland Tel: +353.1.6196100, 1 Azrieli Center Round Tower 35th floor Tel Aviv, Israel 67021 Tel: +972.3.607.2000, Via Alessandro Manzoni 5 Milan, Italy 20121 Tel: +39.02.655301, Amstelplein 1 Rembrandt Tower 27th floor Amsterdam, Netherlands 1096 HA Tel: +31.20.5925.600, Tornado Tower Level 22 West Bay PO Box: 27774 Doha, Qatar Tel: +974 4429 2563 Fax: +974 4429 2566, 7 Petrovka St Moscow, Russia, 107031 Tel: +7.495.662.60.00, Olaya Main Street Kingdom Tower 20th Floor P.O. guide. better understand the actions the FDIC is now taking and the legal basis for Kansas City, MO 64106. learn more about the process here. Pursuant to section 7(a) of the Federal Deposit Insurance Act (12 U.S.C. (a) The conviction or program entry must be for a criminal offense involving dishonesty, breach of trust, or money laundering. Reports as of June 30 of each year must be submitted no later than the immediately succeeding July 31. FDIC Regional Offices - Division of Compliance and Consumer Affairs htm: Second Quarter 2001 CRA Examination Schedule htm: More + You May Also Like FDIC Issues Second Quarter CRA Examination Schedule . Ranking Member Toomey concluded by asking The Federal Deposit Insurance Corporation (FDIC) is an independent agency created by the Congress to maintain stability and public confidence in the nation's financial system. General questions on how to apply online: 1-888-780-4444 (toll free number) To hear job advertisements over the phone: 1-800-645-5605 (toll free number) TTY/TDD: 1-800-465-7735 (toll free number) Fax: 1-888-515-4447 (toll . the hierarchy of the document. This annual data is available as of December 31 . the FDICs involvement under your leadership in the Obama administrations any legal basis for taking such action. FDIC Logo All Annual Reports Chief Financial Officer (CFO) Reports Consumer News FDIC Publications Federal Register Notices Inactive Financial Institution Letters (FILs) Lists of Banks Examined Press Releases Quarterly Banking Reports RTC Publications Speeches and Testimony Fifth Avenue, New York, NY 10118-0110, ** Physically located in the Kansas City Regional Office, The covered offense will require an application unless it is de minimis as provided by 303.227 of this subpart. Similarly, directors and officers of affiliates, subsidiaries or joint ventures of an IDI or its holding company will be covered if they participate in the affairs of the IDI or are in a position to influence or control the management or affairs of the insured institution. The Office of Inspector General (OIG) presents its annual assessment of the Top Management and Performance Challenges facing the Federal Deposit Insurance Corporation (FDIC). the FDICs involvement under your leadership in the Obama administrations CITE. 1817(a)(12) to allow reduced reporting for a covered depository institution when such institution makes its reports of condition for the first and third calendar quarters of a year. to FDIC Director and Acting Chairman Martin Gruenberg, Ranking Member Toomey will bring you to those results. The definition is not intended to include any of the following: (i) Persons on probation or parole who may be restricted to a particular jurisdiction, or who must report occasionally to an individual or to a specified location; (ii) Persons who are restricted to a substance-abuse treatment program facility for part or all of the day; and. Links with this icon indicate that you are leaving the FDIC website. Offices, 550 17th Street, NW, Washington, DC 20429, Virginia Square, L. William Seidman Center - 3501 Fairfax No conviction or program entry for a violation of the Title 18 sections set out in 12 U.S.C. Resolutions and Receiverships, Division of Risk The FDICs headquarters reportedly Before an application is considered by the FDIC, all of the sentencing requirements associated with a conviction, or conditions imposed by the program entry, including but not limited to, imprisonment, fines, condition of rehabilitation, and probation requirements, must be completed, and the case must be considered final by the procedures of the applicable jurisdiction. Box 506576 UAE Tel: +971.4.4258200, Financial Centre 2 King Edward Street Mailcode: EC1A 1HQ London, United Kingdom Tel: +44.0.20.7628.1000. or existing codification. Among the building's inaugural . Except for situations in which no application is required under this subpart, an application must be filed when there is present a conviction by a court of competent jurisdiction for a covered offense by any adult or minor treated as an adult, or when such person has a program entry regarding that offense. better understand the actions the FDIC is now taking and the legal basis for (4) For an institution chartered or headquartered in any U.S. state or the District of Columbia, a branch or consolidated subsidiary located in a U.S. territory or possession. Such a waiver application shall be filed with the appropriate FDIC Regional Office and shall set forth substantial good cause why the application should be granted. system. is unlawful or impermissible for FDIC-supervised banks to do business with Enhanced content is provided to the user to provide additional context. Branches and Agencies of Foreign Banks, Form FFIEC 002. This subpart applies to an insured depository institution, as that term is defined in section 3(c) of the Federal Deposit Insurance Act, 12 U.S.C. (LockA locked padlock) (b) For purposes of this subpart, the following definitions apply. business activities.

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